University Guidelines for Candidate Files


Format for Faculty Promotion and Tenure Dossiers

Please ensure that all materials in the dossier follow the exact order listed in each part.

Part I

Cover sheet that includes:

  • School Name
  • Full name of the candidate (including terminal degree)
  • Candidate's current rank and title
  • Candidate's proposed rank and title
  • Proposed effective date (must be either "September 1" of the following academic year or "upon approval of the Board" unless the effective date coincides with the faculty member's date of hire)
  • Basis on which candidate is being proposed for tenure and promotion (assessment of scholarship, teaching and service)

Dean's letter that includes:

  • Introductory paragraph with recommendation, candidate’s full name and terminal degree, proposed rank, and effective date (must be either “September 1 of the following academic year or “upon approval of the Board” unless the effective date coincides with the faculty member’s date of hire). Faculty who arrive prior to the Board’s approval MUST carry the title of Acting Professor or Acting Associate Professor.
  • Process/chronology paragraph summarizing the appointment/review process
  • The relationship to the candidate must be at arms-length (see page two), otherwise you must detail any potential conflicts of interest that exist.
  • Candidate's background
    • Broad field and subfield.
    • Contribution to the discipline’s ongoing intellectual agenda and how it connects to the vision and strategic plan of the academic unit and Emory University as a whole.
    • H-index (if applicable).
    • Funding history – (include current grants and number served as PI or Co-PI, if applicable)
    • Publishing record - (indicate how many as first or senior author) If the recommendation is for promotion to Full Professor, include the number of publications post tenure.
  • Identify and address any issues in school-based faculty committee report.
  • Identify and address any issues in the department chair’s report (if applicable).
  • Dean’s critical perspective and independent recommendation, which includes an assessment of the candidate (scholarship, teaching, service), a brief description of the cohort within which the candidate was evaluated, and the candidate’s expected career trajectory. Identify the candidate’s strengths and any weaknesses, particularly those highlighted by the school-based faculty committee (if applicable) or external reviewers. Also, include the value of the candidate to the unit and the University.

Supporting Materials

  • Letter from school-based faculty committee to the dean (if applicable)
  • Letter from department chair/division to the dean (if applicable)\
  • Candidate’s one-page summary curriculum vitae (CV)
  • External reviewers:
    • Copy of initial solicitation letter to one of the external reviewers
    • Copy of the school’s most recent tenure and promotion guidelines from the unit-based Faculty Handbook that was shared with the external reviewers
    • Brief biographical description for each external reviewer who submitted a review of the candidate and a description of their relationship to the candidate (maximum two pages)
    • External reviewers’ letters (minimum of six) and signed External Reviewer Forms. External Reviewer Form should precede each external reviewer letter.
    • Review letters from internal reviewers (if applicable)
  • Candidate’s personal statement (maximum of five pages) on scholarship, teaching and service
  • Candidate’s full curriculum vitae (CV)

Part II

  • Teaching dossier (evaluations and related materials)
  • Service dossier (service activities and related materials)
  • Copy of the selected scholarly work submitted to external reviewers

Part III

Part IV

  • Cover page
  • Dean’s letter
  • Letter from school-based faculty committee to the dean (if applicable)
  • Letter from department chair/division to the dean (if applicable)
  • External reviewer letters (do not include External Reviewer Forms)
  • Candidate’s one-page summary curriculum vitae (CV)
  • Candidate’s personal statement (maximum of five pages) on scholarship, teaching and service

External Reviewer Best Practices

Best practice in quality assurance ensure that external reviewers are at arm’s length from the candidate under review. This means that reviewers/consultants are not close friends, current or recent collaborators, former supervisors, advisors or colleagues.

Arm’s length does not mean that the reviewer must never have met or heard of the candidate. It does mean that reviewers should not be selected who are likely, or perceived to be likely, to be predisposed, positively or negatively, about the candidate. Please see some examples of what does and does not constitute a close connection that would violate the arm’s length requirement.

Examples of what may violate the arm’s length requirement:

  • A previous member of the same program or department as the candidate
  • Received a graduate degree from the same program as the candidate
  • A regular co-author and research collaborator with the candidate within the past seven years, and especially if that collaboration is ongoing
  • Close family/friend relationship with the candidate
  • The candidate’s doctoral supervisor

Examples of what does not violate the arm’s length requirement:

  • Appeared on a panel at a conference with the candidate
  • Served on a granting council selection panel with the candidate
  • Author of an article in a journal edited by the candidate, or a chapter in a book edited by the candidate
  • Presented a paper at a conference held at the university where the candidate is located
  • Invited candidate to present a paper at a conference organized by the reviewer, or to write a chapter in a book edited by the reviewer
  • Received a bachelor’s degree from the same university
  • Co-author or research collaborator with the candidate more than seven years ago
  • Presented a guest lecture at the university of the reviewer
  • Reviewed for publication a manuscript written by the candidate

 This form is provided to assist in ensuring that a candidate’s dossier is complete. Questions may be directed to the Provost Office of Faculty Affairs, 404-727-3698.